Blue Sky Filings: How We Can Help

Moving money to and from investors and your business requires that you and your team understand a long list of complex securities codes and the ins and outs of the rules and regulations for state and federal filings. Whether it is a small business you are managing, or you are the owner and manager of a large corporation, you need expert care and assistance with your filings to ensure that you remain compliant with all regulations. Our Blue Sky Filings packages are designed to help you get what you want and need for your business investments.

What are Blue Sky Laws?

Blue Sky Laws have their roots in what is known as the Securities Act of 1933. This legislation was created to assist with the continued regulation of selling various securities in the business investment market. These federal laws help cut down on fraud and other illegal activities by requiring that every single security that is bought or sold be properly recorded and registered. The federal act set the national stage, and the Blue Sky Laws were developed by the states to help further regulate securities. Each state has their own Blue Sky do’s and don’ts and processes. These laws vary by state and give the basic outline of how securities are filed, used, transferred and how any exemptions are processed.

Let Us Be Your Filing Agent

When you want to be sure your company is following all proper protocols at the state and federal level, and when you need to ensure compliance is maintained, you need the help of a trained and experienced stock transfer agent. Colonial Stock Transfer and our team have been helping businesses like yours for over 30 years with all federal and state securities regulations and proceedings. Call us today at 801-355-5740 and let us help you with our Blue Sky filings process!

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